New trends in language teaching have resulted in a move towards research
in the language classroom. A brief overview of
classroom research reveals three distinct but
inter-related research paradigms: classroom-centered
research, classroom process research, and qualitative
research, respectively.
1.
Classroom-Centered Research
By definition,
classroom-centered research is simply research
centered on the classroom as distinct from other
research types. This research type usually views
classroom as the "object" of research, and not
simply the "setting" for research. Classroom-centered
research should, however, be taken as a cover
term for a whole range of research studies on
classroom language learning.
Research on classroom language learning is basically done by either
observation or introspection, or even a combination
of both. Observation necessarily implies keeping
a record of what goes on in the classroom. To
this end, different techniques are available to
the researcher. The use of audio-tape recordings,
video-tape recordings, and so on could be enlisted
as some of these techniques. Even a trained observer
can handle the job of doing the observation.
A second approach to classroom-centered research is introspection.
Allwright uses the term to refer to research techniques
that involve, for instance, asking people to answer
questions rather than asking them to allow themselves
to be observed in action. In any case, introspection
always calls for self-reporting of some kind.
The use of questionnaires or interviews can be
viewed as a good means of eliciting introspective
data. A fairly recent development is, however,
the use of diary keeping.
A third approach is the use of what Allwright calls "triangulation."
Multiple viewpoints, at least three, may be necessary
if we are to understand what actually goes on
in classrooms. Allwright further argues that,
in practice, triangulation means a combination
of observation and introspection. This calls for
a good number of observers and introspects.
Modern classroom-centered research is deeply rooted in the attempts
of teacher trainers (in the fifties) at responding
to the need to provide student teachers with adequate
feedback on their teaching. At that time, the
finding out of what constituted good effective
teaching was of prime importance. Teacher trainers
believed that only through such investigations
would it be possible to train effective teachers.
To this end, it was necessary to develop the tools
of classroom observation. Some scholars as Flanders
(1960) chose to use direct observation. Some others
developed what they called observation schedules.
Early on, the researchers realized that the application
of their findings to teacher development was actually
premature. This finding shed light on the fact
that the enormous complexity of classroom behavior
is so varied that it could never be simply reduced
to a few categories (Dunkin and Biddle, 1974).
Classroom-centered research is almost a new trend in the field of
language teaching profession. One reason why the
language teaching profession realized the importance
of this research type so late might be the fact
that language teachers have been enjoying a period
of euphoria and unprecedented confidence in the
methods they used in their classrooms. This preoccupation
with methods could be eloquently called "the era
of global methodological prescription" to borrow
a phrase from Allwright. That is, instead of realizing
what actually happened in the classroom, the training
of language teachers was informed by the issue
of which of the major methods to prescribe. It
was not until very late in the 1960s that the
scholars in this profession began to realize,
in the light of research done by Scherer and Wertheimer
(1964), Smith (1970), Otto (1969), and others,
that it no longer made sense to imagine that any
one method would prove in some absolute way superior
to its rivals.
This urged some scholars to move a step down the hierarchy of approach-method-technique.
They, therefore, began to carry out the so-called
small-scale research projects at the level of
technique. As Carlsson (1969) mentions, in Sweden
the GUME (Gothenburg English Teaching Method)
Project was an offspring of such an orientation
toward technique and away from method. Politzer
(1970), in the US, video-taped a number of language
classes, recorded the frequencies with which certain
techniques (e.g. structural pattern practice)
were used, and correlated these frequencies with
learner achievements in different classes. Politzer
(1970: 42) notes that "the very high complexity
of the teaching process makes it very difficult
to talk about bad and good teaching devices in
absolute terms.
It was soon apparent that the level of technique was not a reliable
place to dwell in. Therefore, it seemed inevitable
to retreat even a further step back into the kept-in-the-dark
arena of classroom processes. To sum up, two moves
were involved: (1) movement from prescription
to description; and (2) movement from technique
to classroom processes. These two moves, when
taken together, called for an effort to find ways
of describing classroom processes to find out
what actually happened in language classes.
Classroom-centered research has been divided into two distinct branches.
On the one hand, some scholars have drawn on a
sociological outlook on education and have tended
to look at language lessons as socially constructed
events. The teacher in this approach is no longer
viewed as the all-knower and the only available
source of knowledge. Classroom activity is viewed
as a collective endeavor toward the production
of learning opportunities. On the other hand,
some other scholars including Gaies (1977) have
viewed the language classroom as a setting for
classroom language acquisition. The teacher in
this approach is viewed as a source of input.
The role of teacher talk in classroom language
acquisition is the main focus of investigation.
These two approaches should, however, be viewed
as complementary rather than mutually exclusive
practices.
The twin moves from "prescription to description" and "technique
to process" have resulted in a move from teacher
training to something more like fundamental research.
This, no doubt, has resulted in a revision of
the tools of classroom-centered research. Observation
schedules have been modified to be appropriate
to the obvious complexities of language teaching.
Moskowitz (1971) produced the most widely known
and used modification of a general educational
schedule and called it FLint (Foreign Language
Interaction System). FLint was actually the expanded
form of Flanders' (1960) so-called FIAC. FLint
was used as a research tool in deciding what constituted
effective teaching. Fanselow (1977), in an important
contribution to this area, after modifying Bellack's
(1978) pioneering analytical system, produced
an observation schedule which was called FOCUS.
The FOCUS was primarily developed with language
teacher training in mind. It is, however, a good
descriptive system applicable to almost any human
interaction.
Classroom-centered research should be viewed in the light of three
important issues. First, the two viewpoints (i.e.
focusing on the interactive aspects of classroom
behavior, and focusing on the process of classroom
language acquisition) should be taken together
as being complementary. Second, the study of classroom
language acquisition as opposed to natural language
acquisition is still in its infancy period. And,
third, there is a controversy over research methods.
That is, some researchers prefer objectivism while
others accept subjective methods as valid.
2. Classroom-Process Research
Stephen J. Gaies (1983) draws on a new dimension on classroom-centered
research. Besides the ethonomethodological trend
in sociolinguistics which set out to investigate
the kind of interaction that went on in language
classrooms, a second dimension of research concerns
itself with the investigation of classroom processes.
It gives priority to the direct observation of
second language classroom activity. Classroom-process
research is primarily concerned with the investigation
of the numerous factors that shape language acquisition
in language classes. Classroom-process research
aims at describing the linguistics and instructional
environment which second language learners encounter
in the classroom and how that environment might
differ from what is available outside the classroom.
It is commonly believed that classroom-process research is based
on several shared premises. It is vital to summarize
these premises at the outset:
A.
There has been, as Dick Allwright argues, a perceptible
trend away from global categorization of second
language classroom instruction. Classroom-process
research rejects any univariate classification
of second language instruction as simplistic.
B.
The emphasis is on describing as fully as possible the complexity
of second language instructional environment.
Classroom-process research tries to identify the
variables that shape classroom language instruction.
In so doing, it generates hypotheses. Therefore,
classroom-process research is considered to be
hypothesis generating. It does not directly lead
to empirically validated applications; rather,
it is directed more at the clarification of those
factors which must be taken into account in any
given assessment of what goes on in language classrooms.
C.
The priority of direct observation of classroom activity is another
premise which unifies classroom-process research.
The main source of data in this research type
is wholly or substantially the classroom itself.
Teacher talk functions as the major source on
input for learners' language acquisition.
D.
The major trends in classroom-process
research include second language classroom language
(classroom input), error treatment, and patterns
of classroom participation.
Perhaps one of the most interesting aspects of classroom process
research is the investigation of the nature of
classroom input. The language classroom provides
what might be almost totally inaccessible outside
the class--a native speaker (or a really proficient
non-native speaker) who is delegated to interact
with learners and to provide them with linguistic
input. Gaies (1977), in an investigation of the
syntactic features of ESL classroom teachers,
revealed that the subjects' classroom speech was
syntactically less complex on a number of variables.
The subjects of this investigation were observed
to drastically fine-tune their classroom speech
to the level of their learners' proficiency.
Hamayan and Tucker (1980) carried out another investigation in two
French immersion schools and three regular French
schools in Montreal. The subjects of their study
were teachers of the third and fifth grade level
classes. They examined the speech and teaching
behavior of these subjects. The linguistic aspects
of the speech they studied included indirect questions,
contractions, reflexives, and subjunctive (usually
viewed as the most complex syntactic aspects of
any language). These researchers found strong
correlation in the frequency with which these
structures occurred at the two grade levels and
in the two school systems. They also found that
the frequency with which students used these structures
in story retelling tasks correlated strongly with
the frequency of occurrence of these structures
in the speech of their teachers. This reveals
the old claim that classroom linguistic input
shapes learners' linguistic production.
More recently, another important aspect of classroom-process research
has come into vogue. Attention has shifted from
the nature of input to the nature of interaction
between native speakers and second language acquirers.
A prominent figure in this connection is Krashen
(1978, 1980) who argues that, through interaction,
second language acquirers gain access to the so-called
"optimal input" (i.e. input which is likely to
lead to further acquisition). Long (1980b) claims
that the modified input available to second language
acquirers through interaction between native speakers
(here, the teacher) and the learners is the necessary
and sufficient condition for second language acquisition
to take place.
Long and Sato (1983) examined the forms and functions of ESL teachers'
classroom questions. They hypothesized that questions
in and outside the classroom tend to serve different
interactional functions. They classified questions
as belonging to either the "display type" category
(i.e. questions which are intended to elicit information
already known to the questioner) or the "referential
type" category (i.e. questions intended to provide
referential or expressive information unknown
to the teacher). The most striking point in their
findings was the observation of the total absence
of display type question in data gathered in naturalistic
settings outside the classroom.
Roughly at the time when language classroom process research began
on a large scale, interaction analysis predominated
in educational research. A good example of such
interaction analyses is the study carried out
by Flanders (1970) (already mentioned in previous
reviews). Seliger (1977) in another study classified
learners into the two categories of "high input
generators" and "low input generators" on the
basis of a numerical count of classroom participation.
The findings of this study show that "high input
generators" (i.e. the students who are more active
in classroom interaction) tend to be more field
independent.
Sato (1981) studied the patterns of turn-taking in university-level
ESL classes. This study is an excellent illustration
of how classroom-process research may serve to
refine our understanding of patterns of participation.
She compared nineteen Asian and twelve non-Asian
learners and found that Asian learners initiated
significantly fewer turns than did their non-Asian
counterparts. In addition, the Asian students
were less often called upon by their teachers.
Schinke (1981) has examined patterns of participation in all-English
content classes. She examined the experience of
LEP (Limited English Proficiency) learners who
had been mainstreamed. She found that LEP learners
had significantly fewer interactions with their
teachers than their non-LEP classmates. Teacher-LEP
interaction was also revealed to be functionally
quite different from the type of interaction in
which non-LEP learners and the teacher engaged.
The LEP-teacher interaction was mainly concerned
with classroom and lesson management.
A third dimension in classroom-process research is the investigation
of error treatment patterns in language classrooms.
This research type is mainly concerned with the
investigation of the role of corrective feedback
in classroom language acquisition. Errors have
been viewed as windows to the nature of language
acquisition process. They are seen as overt reflections
of learners' internalized knowledge of the language.
One major step forward in this connection is the
abandonment of a "global" or all-out approach
to error correction in the classroom. Fanselow
(1977), for instance, found that 22% of the errors
committed by students received no treatment of
any sort.
A second trend in research on error treatment has focused on the
nature of the so-called corrective feedback. In
other words, researchers have started to study
the type of error treatment which is provided
by teachers. An important finding in this connection
is that when teachers treat errors in the second
language classroom, they do not necessarily provide
overt corrections. They rather prefer to provide
implicit or indirect feedback. In a study by Catheart
and Olsen (1976), twenty-one teachers of adult
and university ESL classes responded to a questionnaire
which asked for their preferred and most frequently
used error treatment strategies. The students
in these teachers' classes were also asked to
respond to the same questionnaire. The only striking
discrepancy between the teachers' and the students'
preferences was the students' wish to be corrected
much more frequently than their teachers actually
did. I personally like to be corrected overtly
on the spot.
On the whole, studies concerning error treatment reveal that the
type of corrective feedback provided by teachers
depend on a number of factors. The first of these
factors concerns the type of linguistic error
committed by the learners. Studies on error treatment
reveal that, based on their linguistic type (i.e.
their phonological, lexical, syntactic nature),
errors are treated differently. The type of classroom
activity during which an error occurs is yet another
factor that plays a major role in the treatment
of errors. As mentioned earlier in the discussion
of the study carried out by Hayaman and Tucker
(1980), the level of instruction also plays a
major role in the type of corrective feedback
provided by the teacher. Finally, the teachers'
individual styles are also significant determinants
of error treatment.
These studies on the whole reveal that error treatment in language
classrooms is often inconsistent and ambiguous.
Chaudron (1977), for instance, has pointed out
that error treatment usually consists of not a
single teacher response, but rather of an exchange
or cycle of verbal moves. Feedback has also been
categorized into two types: (1) negative cognitive
feedback (i.e. feedback that focuses attention
on an error), and (2) positive affective channel
feedback (i.e. feedback that encourages
the learners to make further attempts at communication).
There are alternative approaches to classroom-process research. These
alternative approaches are known by a variety
of headings, among which are anthropological,
qualitative, and mentalistic research. According
to Cohen and Hosenfield (1981), the chief virtue
of classroom-process research is that it allows
for the investigation of aspects of classroom
language learning which more conventional external
investigation cannot get at. A comparison of conventional
and non-conventional methods of classroom-process
research reveals that:
A.
Conventional classroom observation
provides insufficient accounting of learners who
are reluctant to participate orally in class.
B.
Direct external observation
cannot provide accurate insight into learners'
conscious thought processes. This, in turn, does
not allow for any direct examination of the means
by learners change input into intake.
C.
Quantitative research requires
the pre-selection of variables to be observed
and measured. It cannot, for instance, identify
individual or psychological variables of the classroom
experience. This is, as Schumann and Schumann
(1977) argue, best guaranteed through qualitative
research based on learners' diaries.
In brief, current classroom-process research has two major dimensions:
First, it reveals previously unexplored aspects
of classroom processes in which teachers and learners
are engaged. The other important dimension of
classroom-process research is that it may ultimately
enable us to develop and test hypotheses about
second language teaching and learning which reflect
better than has been done in the past the complex
activity which we seek to understand.
3. Qualitative Research
Research in applied linguistics has taken on two major forms. Most
traditional research projects have drawn on quantitative
research methodology in which the researcher sets
out to investigate already hypothesized variables.
More recently a new trend in second language research
methodology has come into vogue. Qualitative research
has made a significant gain in terms of visibility
and credibility in recent years. We should, however,
admit that the purposes, assumptions, and methods
of qualitative research are still debated, misunderstood,
and/or ignored by some applied linguists.
Lazaraton (1995) draws our attention to the state of the art of research
in applied linguistics. She distinguishes between
the two major research methodologies of quantitative
research and qualitative research. The term "quantitative
methods" is employed by Lazaraton to include
the application of descriptive and/or inferential
statistical procedures in research. In reviewing
the related literature on qualitative research,
Lazaraton express dissatisfaction in the face
of the fact that there is no qualitative-research-specific
text of any kind. She, however, observes that
some scholars have devoted some pages of their
books to a short-sighted discussion of qualitative
research topics.
Nunan (1992), for instance, in Research Methods in Language Learning
states that "two alternative conceptions of the
nature of research provide a point of tension
within the book" (pp. xi-xii). Galguera (1993)
reviews Nunan's book in Language Learning journal,
and argues that Nunan displays a bias toward his
stated preference for non-experimental research
despite his attempts to provide a balanced and
objective view. Johnson (1992), in his book Approaches
to Research in Second Language Learning, strives
for balance and objectivity in the presentation
of six research approaches (i.e. correlational,
multisite/multimethod/large scale, survey, ethnography,
experimental, and case study).
Jacob (1987) notes that qualitative-quantitative dichotomy leads
one to conclude that only two methodological alternatives
are available to the educational researcher. In
fact, Denzin and Lincoln (1994) distinguish six
interpretive paradigms and perspectives that guide
the research process: positivism/post positivism,
constructivism, feminism, ethnic models, Marxist
models, and cultural studies models.
Qualitative research has its roots in a number of traditions in different
disciplines. Holistic ethnography is, for example,
a qualitative research tradition that dates back
to anthropology. Ethnography of communication
is rooted in both anthropology and sociolinguistics.
Cognitive anthropology has been widely used in
both linguistics and anthropology. Other traditions
include discourse analysis, phenomenology, ecological
psychology, symbolic interactionism, heuristics,
ethnomethodology, and hermeneutics which are rooted
in linguistics, philosophy, psychology, social
psychology, humanistic psychology, sociology,
and theology, respectively. Hermeneutics has also
been practiced in philosophy and literary criticism.
Henning (1986: 701) attempts to provide a definition of quantitative
research as opposed to qualitative or "anecdotal
research." Brown (1991) carefully shuns the term
empirical when discussing statistical research
stating that "there are other non-statistical
studies that could be called empirical (e.g. ethnographies,
case studies, etc.), since, by definition, empirical
studies are those based on data (but not necessarily
quantitative data)" (p. 570).
Lazaraton, in a discussion of what hinders the development of qualitative
research, draws our attention to the shortcomings
of qualitative research. The first problem with
qualitative research is that, to date, there is
no exact definition of what constitutes qualitative
research. Besides the problem of definition, a
fair amount of controversy exists about the scientific
rigor of qualitative research. The rigor arguments
seem to encompass two related issues: (1) that
quantification of qualitative data is not only
possible but also desirable, and (2) that quantification
of qualitative data is necessary in order to make
generalizable claims to and about other contexts;
hence, the problem of generalizability.
Positions as to the importance of the quantification of qualitative
data are two-fold. On the one hand, people like
Henning take a strong position maintaining that
"without some recourse to quantitative methods,
some marriage of words and numbers, it is inconceivable
that the investigation of language acquisition
will ever be said to belong to the realm of scientific
inquiry" (1986: 702). Adopting a similar but somewhat
weaker position, Chaudron (1988) argues that "Process-oriented
qualitative researchers explore the intersubjective
and context-dependent nature of classroom events
as they occur, noting the regularities and idiosyncracies
in the events" (p. 49).
The fact that some qualitative researchers themselves employ or recommend
quantification further complicates the situation.
Watson-Gegeo (1988) claims that in a hypothesis
oriented mode, qualitative research may involve
"quantification in the form of frequency counts,
tests of significance, or multivariate analyses
of patterns and themes" (pp. 584-585). All these
shortcomings (i.e. lack of a precise definition,
the problem of generalizability, and the tendency
towards quantification) have given qualitative
research the ill-state it is experiencing today.
Perhaps the most frequent criticism leveled against qualitative research
is that the results obtained through qualitative
research methods are not generalizable to other
contexts. In defense of qualitative research,
Lazaraton argues that:
A.
Generalizibility in research
is more than a matter of counting. Quantification
of any set of data does not ensure generalizability
to other contexts, nor does a large sample size:
Population characteristics must be carefully considered
when selecting a sample from which to make statistical
inferences.
B.
Even meeting the most stringent
criteria does not guarantee meaningful interpretation
of results. Donmoyer (1990) agrees with this point
and argues that "Even statistically significant
findings from studies with huge, randomly selected
samples cannot be applied directly to particular
individuals in particular situations" (p. 181).
C.
Critical theory has made a
significant contribution to our profession in
that we have begun to question the meaning of
concepts that we take for granted. Matters of
research methodology are not just abstract, epistemological
issues about the way we view the world: They are
also issues of legitimacy and power.
There are, of course, some other factors that limit the application
of qualitative research methodology. According
to Watson-Gegeo (1988), one reason ethnography
is not more widely used in SLA studies is that
it views language learning from a socializationÂ
rather than language acquisition perspective,
crediting context and culture for much of what
happens in the learning environment. Because many
of the studies that use elicited, experimental
data rarely consider these factors, it is understandable
why the approach has not been more widely adopted.
Second, training is another factor. Although there
are books and materials available for self-study
and reference, it is not an easy task to train
oneself in any research methodology. Finally,
anyone who has completed a qualitative research
project is familiar with the sheer size of the
resulting document. In spite of all this argumentation
in favor of qualitative research, Lazaraton believes
that, no matter which research methodology a researcher
may draw on, he should do his utmost to do quality
research (italics ours).
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AUTHOR NOTE:
Mohammad Ali Salmani-Nodoushan is an assistant professor at the English
Department of University of Zanjan, Iran. His
research interests include language testing in
general, and testing English for Specific Purposes,
Computer Adaptive Testing, and Performance Assessment
in particular. He is currently Head of the English
Department of University of Zanjan.
Correspondence: nodushan@ut.ac.ir
or nodushan@mail.znu.ac.ir
Address: English Department, College of Humanities, University of
Zanjan, Iran.
Phone: 0098-241-5152664 (Office) or 0098-261-6467106 (Home)